Broker-Dealers + Ubiquity

Choose turnkey or customized 401(k) solutions from the #1-ranked SMB 401(k) provider on Google1.

  • Robust, compliant 401(k) plans for your financial advisors and their clients
  • Packaged or custom investment lineups
  • White labeled or co-branded product options
  • Low cost, flat-fee2 401(k) solutions at zero cost to you
Your Easy 401(k) Solution

Meet the growing need for
small business retirement savings—
call 415.947.7313 or

Schedule a Call

Partner with Ubiquity, the #1-Ranked1 SMB 401(k) Provider in the Industry


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Why Broker-Dealers Work with Ubiquity

At zero cost to you, Ubiquity does the heavy lifting so your advisors can focus on serving their clients and your business can drive revenue using a partner you trust.

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Compliant 401(k) Solutions

We manage the entire 401(k) process and govern rigorous regulatory standards on your advisors’ behalf so they don’t have to shoulder the time, costs, and risk of managing 401(k) plans themselves.

Easy online set up.
Turnkey or Custom Plans + Investment Lineups

Choose from customizable 401(k) solutions or reduce fiduciary liability with packaged, exclusive plans and investment options including the ability to act as ERISA 3(38) or outsource the investment management.

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Innovative Proprietary Technology

Leverage our recordkeeping platform that seamlessly integrates into your advisors’ existing platforms and portfolios while delivering the robust reporting, data, and oversight you and your advisors need.

For Financial Advisors

Find out why advisors and clients choose Ubiquity—and learn about our suite of 401(k) solutions for the SMB market.

Download our Advisor Guide

Why Financial Advisors + Clients Value Ubiquity

Ubiquity delivers a variety of affordable 401(k) plans with the flexibility, expertise, and support to meet your needs.

Best in Class Client Service

With 95% five-star ratings1, our clients agree – our team of seasoned industry experts are the best!

Low, Flat Fees2

Since 1999, Ubiquity has remained committed to a low, flat-fee, monthly subscription model and has never charged assets under management fees.

Easy Ongoing Management

We handle all aspects of recordkeeping, compliance, administration, and servicing so you can focus on running your business and keeping your customers happy.

Plug-n-Play Integration

Whether your payroll provider is cloud-based or not, we have connectivity solutions to work for you.

Let’s get started.
Book a complimentary consultation now.

Schedule a Call

1 An evaluation has been conducted by Decimal, Inc. through its research of independent customer reviews on Google, Trustpilot, and the Better Business Bureau as reported by unaffiliated contributors on or before September 30, 2022, with a revaluation date on January 12, 2023, resulting in a better evaluation, for four similar small-business 401(k) providers in the marketplace.

2 Flat fees are charged by Decimal, Inc. for recordkeeping and administrative services. Third-party service providers may assess asset-based fees to customers. Plan Sponsors are advised to review all service agreements with providers (e.g., investment advisors, custodians, broker-dealers) to evaluate total plan costs.

© 2023 Ubiquity Retirement + Savings
Privacy Policy
Do not sell my info
44 Montgomery Street, Suite 300
San Francisco, CA 94104
Support: 855.401.4357

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© 2023 Ubiquity Retirement + Savings
Privacy Policy
Do not sell my info
44 Montgomery Street, Suite 300
San Francisco, CA 94104
Support: 855.401.4357

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