With our low-cost, fully customizable 401(k) plans and flat-fee pricing, you can expand your book of business without compromising your fees and help your clients and their employees build a secure financial future.
Explore key insights, trends, and future-proofing action steps that will help you drive success with cost-effective, value-driven retirement plans.
“Couldn’t be happier. I’ve been with Ubiquity Retirement since 2012 and find the online portal very easy to use.”
"Great customer service and 401(k) option for small businesses."
“I can't imagine a similar company with any more of a personal, one-on-one feel. Highly recommended.”
“Excellent service. Very responsive and professional.”
"By partnering our services, we can provide a streamlined solution that empowers employees to make decisions about consumer-driven healthcare creating a long-term plan for retirement savings."
“Finally a firm and team that helps the small businesses win!”
As you navigate the sales process, you’ll work with our dedicated Retirement Plan Consultants. They’re our in-house experts with an average tenure of 15-20 years of industry experience, and they’ll help you with everything from ramping up the sales cycle to ongoing administration.
Within 24 hours after a plan is purchased, the Plan Sponsor will receive a link to schedule an introductory call with one of our Client Onboarding Specialists. This expert will help with plan setup (including funding the first plan contribution and going over the Plan Setup Overview dashboard) through three phone calls. Once the plan is funded, the Plan Sponsor will be introduced to our Client Success Team, who will provide ongoing servicing.
We would need to see a potential client’s Adoption Agreement of their plan with their current provider to see if they can convert to a Ubiquity 401(k). Depending on the criteria, we will discuss additional options.
We pay both fee- and commission-based advisors depending on the product and/or custodian. Fees are typically paid after quarter end based on account balance, or through invoice for Ubiquity products. 12b-1 fees are only available for Ubiquity products held at Matrix. For Simply Retirement and JPM plans, fees are paid out on the quarter end balance.
Yes, you can decide how hands-on you want to be during the plan design process. You can be completely in charge of the process if you’d like and provide input on tools or other responsibilities. Ubiquity can also jump in at any time and provide help at zero cost to your business.
Our held investment and asset options include Schwab and Matrix with access to over 30,000 mutual funds and ETFs. You have the option to utilize turnkey fund lists or customize an investment lineup tailored to your clients’ needs. We offer a fully open architecture platform.
