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Customizable 401(k) Plans Built for Financial Advisors

Deliver a customizable, flat-fee retirement plan from the #1-ranked SMB 401(k) provider on Google¹.

  • Low cost, flat fees for your clients at zero cost to you
  • Plug-n-play integration
  • Turnkey or customizable 401(k) plans and fund lineups
  • Dedicated advisor support team

Find the right Ubiquity plan for your client.

Call us today at 866.502.6153
or schedule a call.

Top-Ranked Advisors Work With Us

Why Advisors Choose Ubiquity

Low Cost + Flat Fees

Protect your clients from hidden fees with a low cost 401(k) plan created specifically for small businesses.

True Open Architecture

You decide what’s best for your clients and we’ll handle the rest. Craft an investment lineup from our universe of over 30,000 mutual funds and ETFs or select optional 3(38) fiduciary services from one of our trusted partners to help reduce liability and cut down your workload.

Established Expertise

Ubiquity has a 23-year track record of profitably serving the small business 401(k) market and a proven, fully-owned proprietary technology platform.

Dedicated Advisor Support

Prospecting report generation, ongoing administrative assistance, and more, all provided by your dedicated advisor support team with an average tenure of 15-20 years’ industry experience.

Get our guide to Ubiquity retirement solutions for your SMB clients.

Learn why advisors and their clients choose Ubiquity and about the suite of plans available.

Download our Advisor Guide

Ubiquity is the #1-Ranked Small Business 401(k) Provider to Advisors¹


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Why Your Clients Will Value Ubiquity

Ubiquity will handle recordkeeping, compliance, administration, and servicing so you can focus on keeping your clients happy.

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Unrivaled Service + Satisfaction

Trust your clients with established industry experts ranked as the #1 SMB 401(k) provider on Google¹.

Easy online set up.

Plug-n-Play Payroll Integration

Our payroll team can assist with automating payroll submission to save your clients critical hours on administration and reduce clerical errors.

Low cost commitment

Low Cost + Flat Fees

Enable your clients to save more, knowing they pay the same low fee regardless of how large their nest egg grows.

Meet Your Client’s Needs With a Ubiquity 401(k) Plan


For businesses with no full-time employees except the owner/spouse/partner.

Plans start as low as $18/ month

Book a Demo


Expert-picked plan provisions in one easy-to-manage package.

Plans start as low as $90/ month

Book a Demo


Business owners who want a customized plan to maximize their tax savings.

Plans start as low as $165/ month

Book a Demo


All-inclusive flexibility with built-in security and 3(16) fiduciary services.

Plans start as low as $240/ month

Book a Demo

What Advisors Are Saying About Us

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“I have been using their online recordkeeping system for a few years now and they got it right. The simplicity of the system allows Participants, Plan Sponsors and Advisers the information they need right at their fingertips in a clean modern view. Built with an easy flat fee pricing model makes billing easy and understandable! By focusing on the right information, they have organized a system that just works for everyone.”

– Rone J. Davis, AIF®, CLU®, ChFC®, MSFS Chief Investment Officer, Daviman Financial LLC

¹ An evaluation has been conducted by Decimal, Inc. through its research of independent customer reviews on Google, Trustpilot, and the Better Business Bureau as reported by unaffiliated contributors on or before September 30, 2022, with a revaluation date on January 12, 2023, resulting in an updated evaluation, for four similar small-business 401(k) providers in the marketplace.

© 2023 Ubiquity Retirement + Savings
Privacy Policy
Do not sell my info
44 Montgomery Street, Suite 3060
San Francisco, CA 94104
Support: 855.401.4357

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© 2023 Ubiquity Retirement + Savings
Privacy Policy
Do not sell my info
44 Montgomery Street, Suite 3060
San Francisco, CA 94104
Support: 855.401.4357

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